S. Alan Rosen

practices in the area of corporate and banking law. Mr. Rosen represents banks, bank holding companies and their subsidiaries in connection with corporate, corporate securities, regulatory and M&A matters. He has served in a lead role in both buy-side and sell-side mergers and acquisitions, de novo bank formations, securities and debt offerings, both public and private, and a wide variety of bank regulatory matters, including a successful regulatory administrative appeal. Mr. Rosen has also represented underwriters of financial institution-related offerings and handles general corporate representation. He is AV Preeminent Peer Review Rated by Martindale-Hubbell.

Mr. Rosen is a 1974 graduate of the University of California, Los Angeles School of Law, where he was an associate editor of the UCLA Law Review and elected to the Order of the Coif, and a 1970 summa cum laude graduate of the University of California, Los Angeles, where he was elected to Phi Beta Kappa.

Resume

Experience

•Duane Morris LLP
- Partner, 2017-present
•Horgan, Rosen, Beckham & Coren
- Partner, 1989-2017
•Argue, Freston, Pierson, Harbison & Myers
- Partner, 1986-1989
•Cohen & Ziskin/Ziskin, Horgan & Rosen
- Associate/Partner, 1979-1986
•Manatt, Phelps
- Associate, 1975-1979
•California Supreme Court
- Law Clerk to Chief Justice Donald Wright, 1974-1975

Honors and Awards

•2017 Chazak ( Strength ) Award - Recognition of a lifetime of extraordinary commitment and enduring allegiance to the Jewish Community, Jewish Federation Valley Alliance

•AV Preeminent Peer Review Rated by Martindale-Hubbell

Publications and Speaking Engagements

Selected Publications

•Co-author, Consider a Virtual Shareholder Annual Meeting During the COVID-19 Pandemic, Duane Morris Alert, March 17, 2020
•Co-author, Financial Regulators Require Pandemic Policies in Response to COVID-19 Threats, Duane Morris Alert, March 13, 2020
•Co-author, Why Your Next Regulatory Examination Requires Your Full Attention, Banking Exchange, February 3, 2020

•Quoted, US Regional Banks Find The Sweet Spot, Global Finance, June 7, 2019

•Co-author, Considerations for Banks Given New Guidance on Cannabis, Duane Morris Alert, January 11, 2018

•Contributing Author, Bank Founder's Guide Book, SNL Securities, 1999
•Author, Corporate Tax Deductions for Non-Business Assets: A Proposal, 21 UCLA Law Review 1611, 1974

Selected Speaking Engagements

•Panelist, Community Bank M&A -2015, California Community Banking Network, October 28, 2015
•Webinar Speaker, Transitioning from Survival to Growth Mode, October 13, 2011